The 401(k) for the next generation of plan advisors
The 401(k) for the next generation of plan advisors
The 401(k) for the next generation of plan advisors
The 401(k) for the next generation of plan advisors
The 401(k) for the next generation of plan advisors
The 401(k) for the next generation of plan advisors
Create more value for plan participants and get paid for it.
Show your clients something they haven’t seen before
Your clients expect more from their 401(k) than another legacy interface and captive investment menus. Basic Capital delivers more plan flexibility and investment options to differentiate your offering and strengthen your client relationships.
Show your clients something they haven’t seen before
Your clients expect more from their 401(k) than another legacy interface and captive investment menus. Basic Capital delivers more plan flexibility and investment options to differentiate your offering and strengthen your client relationships.
Show your clients something they haven’t seen before
Your clients expect more from their 401(k) than another legacy interface and captive investment menus. Basic Capital delivers more plan flexibility and investment options to differentiate your offering and strengthen your client relationships.
Open architecture
True open architecture that lets you build investment lineups reflecting your expertise, not our product shelf. Select from over 6,000 ETFs and mutual funds to create portfolios that align with your investment philosophy and your clients' goals.
Open architecture
True open architecture that lets you build investment lineups reflecting your expertise, not our product shelf. Select from over 6,000 ETFs and mutual funds to create portfolios that align with your investment philosophy and your clients' goals.
Easy set up
Easily set up, manage, and maintain multiple plans with tools designed to simplify administration and automate compliance.
Easy set up
Easily set up, manage, and maintain multiple plans with tools designed to simplify administration and automate compliance.
Easy set up
Easily set up, manage, and maintain multiple plans with tools designed to simplify administration and automate compliance.
Advisor-grade platform
Advisor-grade platform with all of the tools and features you expect, with an expanded investment universe and an embedded brokerage window that creates higher plan participation.
Advisor-grade platform
Advisor-grade platform with all of the tools and features you expect, with an expanded investment universe and an embedded brokerage window that creates higher plan participation.
Advisor-grade platform
Advisor-grade platform with all of the tools and features you expect, with an expanded investment universe and an embedded brokerage window that creates higher plan participation.
Manage participant assets alongside plan advisory
Basic Capital lets you grow your assets with plans you already advise by enabling you to launch an advisor managed brokerage window at scale.
Manage participant assets alongside plan advisory
Basic Capital lets you grow your assets with plans you already advise by enabling you to launch an advisor managed brokerage window at scale.
Manage participant assets alongside plan advisory
Basic Capital lets you grow your assets with plans you already advise by enabling you to launch an advisor managed brokerage window at scale.
Expand your business
Deploy your model portfolios to invest participant's 401(k) assets via the brokerage window
Design your own intake to evaluate risk tolerance, understand goals and assign to blended models
Give participants access to broader investment options with tax advantage and personalized advice while maintaining your fiduciary 3(38) duties
401(k) plan
Qualified Investment Alternatives
Target date funds
Advisor Managed Brokerage Window
Single name stocks
Alternatives
Crypto
Custom private investments
401(k) plan
Qualified Investment Alternatives
Target date funds
Advisor Managed Brokerage Window
Single name stocks
Alternatives
Crypto
Custom private investments
A platform designed to grow your practice
A consolidated dashboard, custom investment models, and a way to add more value to plan participants
A platform designed to grow your practice
A consolidated dashboard, custom investment models, and a way to add more value to plan participants
A platform designed to grow your practice
A consolidated dashboard, custom investment models, and a way to add more value to plan participants
Direct 3(38) fee billing and additional fee billing for participants that opt in to advisor managed accounts.
Direct 3(38) fee billing and additional fee billing for participants that opt in to advisor managed accounts.
Open architecture investment program that lets you build plan menus and brokerage window models that align with your investment philosphy.
Open architecture investment program that lets you build plan menus and brokerage window models that align with your investment philosphy.
Open architecture investment program that lets you build plan menus and brokerage window models that align with your investment philosphy.
Improved employer and employee experience with modern infrastructure that integrates with your existing workflows.
Improved employer and employee experience with modern infrastructure that integrates with your existing workflows.
Improved employer and employee experience with modern infrastructure that integrates with your existing workflows.
Operational excellence with support that moves as fast as your business.
Operational excellence with support that moves as fast as your business.
0.93
0.93
0.93
day
Average of days to resolution
25
25
25
minutes
Average response time
80
80
80
%
%
Issues resolved within 24 hours
How we compare
How we compare
How we compare
Capability
Capability
Basic Capital
Basic Capital
Fintech Recordkeepers
Fintech Recordkeepers
Legacy Providers
Legacy Providers
Advisor-managed brokerage window
Advisor-managed brokerage window
In-plan managed account solutions
In-plan managed account solutions
Bundled third-party administration
Bundled third-party administration
Dedicated recordkeeper, not competing for advisory clients
Dedicated recordkeeper, not competing for advisory clients
Preferred Advisor Program
Preferred Advisor Program
Preferred Advisor Program
Capability
Capability
Program features
Program features
Advisor-managed brokerage window
Advisor-managed brokerage window
Move beyond plan-level advising. Manage participant assets directly within our platform, with full brokerage window access. This allows you to expand your services to be both plan advisor and portfolio manager in one place.
Move beyond plan-level advising. Manage participant assets directly within our platform, with full brokerage window access. This allows you to expand your services to be both plan advisor and portfolio manager in one place.
Custom Model Portfolios & Intake-Driven Assignment
Custom Model Portfolios & Intake-Driven Assignment
Build and maintain your own model portfolios within the platform. Assign participants to models based on a customized intake process.
Build and maintain your own model portfolios within the platform. Assign participants to models based on a customized intake process.
Managed Account Referrals
Managed Account Referrals
For plans where Basic Capital serves as 3(38) investment fiduciary, we refer managed account participants directly to you. Your network grows alongside ours.
For plans where Basic Capital serves as 3(38) investment fiduciary, we refer managed account participants directly to you. Your network grows alongside ours.
401(k) Plan Prospecting Tool
401(k) Plan Prospecting Tool
Access our proprietary plan prospecting tool powered by Form 5500 data — identify plans in your target market by size, fees, provider, and more. A capability that would cost over $100,000 to replicate on your own.
Access our proprietary plan prospecting tool powered by Form 5500 data — identify plans in your target market by size, fees, provider, and more. A capability that would cost over $100,000 to replicate on your own.
